Security Magazine logo
search
cart
facebook twitter linkedin youtube
  • Sign In
  • Create Account
  • Sign Out
  • My Account
Security Magazine logo
  • NEWS
    • Security Newswire
    • Technologies & Solutions
  • MANAGEMENT
    • Leadership Management
    • Enterprise Services
    • Security Education & Training
    • Logical Security
    • Security & Business Resilience
    • Profiles in Excellence
  • PHYSICAL
    • Access Management
    • Fire & Life Safety
    • Identity Management
    • Physical Security
    • Video Surveillance
    • Case Studies (Physical)
  • CYBER
    • Cybersecurity News
    • More
  • BLOG
  • COLUMNS
    • Career Intelligence
    • Cyber Tactics
    • Cybersecurity Education & Training
    • Leadership & Management
    • Security Talk
  • EXCLUSIVES
    • Annual Guarding Report
    • Most Influential People in Security
    • The Security Benchmark Report
    • Top Guard and Security Officer Companies
    • Top Cybersecurity Leaders
    • Women in Security
  • SECTORS
    • Arenas / Stadiums / Leagues / Entertainment
    • Banking/Finance/Insurance
    • Construction, Real Estate, Property Management
    • Education: K-12
    • Education: University
    • Government: Federal, State and Local
    • Hospitality & Casinos
    • Hospitals & Medical Centers
    • Infrastructure:Electric,Gas & Water
    • Ports: Sea, Land, & Air
    • Retail/Restaurants/Convenience
    • Transportation/Logistics/Supply Chain/Distribution/ Warehousing
  • EVENTS
    • Industry Events
    • Webinars
    • Solutions by Sector
    • Security 500 Conference
  • MEDIA
    • Interactive Spotlight
    • Photo Galleries
    • Podcasts
    • Polls
    • Videos
      • Cybersecurity & Geopolitical Discussion
      • Ask Me Anything (AMA) Series
  • MORE
    • Call for Entries
    • Classifieds & Job Listings
    • Newsletter
    • Sponsor Insights
    • Store
    • White Papers
  • EMAG
    • eMagazine
    • This Month's Content
    • Advertise
  • SIGN UP!
Cybersecurity News

Securities and Exchange Commission Releases Cyber Security Examination Blueprint

April 17, 2014

U.S. securities regulators unveiled a road map for ensuring that Wall Street firms are prepared to detect and prevent cyber security attacks.

The nine-page document, posted April 15, contains examples of the questions Securities and Exchange Commission examiners might ask brokerages and asset managers during inspections, said Fox Business.

The document puts firms on alert to be prepared, for instance, to provide a comprehensive list of when they detected malware, suffered a "denial of service" attack or discovered a network breach since January 2013. The SEC also plans examinations of more than 50 firms that will focus on cyber security-specific issues, said Fox Business.

In addition to asking questions about past attacks, the SEC document also indicates that examiners might gather information about how firms protect private customer information. This includes checking to see how customers are authenticated to access online accounts and what security measures are in place to protect PIN numbersm said Fox Business.

The full list of questions is here: http://www.sec.gov/ocie/announcement/Cybersecurity+Risk+Alert++%2526+Appendix+-+4.15.14.pdf

KEYWORDS: cyber attack cyber security data breach malware security breach

Share This Story

Looking for a reprint of this article?
From high-res PDFs to custom plaques, order your copy today!

Recommended Content

JOIN TODAY
To unlock your recommendations.

Already have an account? Sign In

  • Cyber tech background

    Security’s Top Cybersecurity Leaders 2026

    Security magazine’s Top Cybersecurity Leaders 2026 award...
    Cybersecurity
  • Iintegration and use of emerging tools

    Future Proof Your Security Career with AI Skills

    AI’s evolution demands security leaders master...
    Security Leadership and Management
    By: Jerry J. Brennan and Joanne R. Pollock
  • The 2025 Security Benchmark Report

    The 2025 Security Benchmark Report

    The 2025 Security Benchmark Report surveys enterprise...
    The Security Benchmark Report
    By: Rachelle Blair-Frasier
Manage My Account
  • Security Newsletter
  • eMagazine Subscriptions
  • Manage My Preferences
  • Online Registration
  • Mobile App
  • Subscription Customer Service

More Videos

Popular Stories

SEC Podcast Header Podcast

Credential Management in High Turnover Environments

Glowing police siren

Security Isn’t a Commodity. Neither Is Off-Duty Law Enforcement

Laptop in darkness

Reframing MFA Bypass: Four Identity Gaps Attackers Exploit

Soccer stadium

How the Current Iran-US Conflict May Impact World Cup Security

Man with covered face

Why Most Workplace Violence Prevention Starts Too Late

SEC 2026 Benchmark Banner

Events

July 8, 2026

The 2026 Security Maturity Benchmark Report: Insights From Senior Security Leaders

LIVE: July 8, 2026 at 2 pm EDT In this webinar, speakers will share key insights from the report, including why today’s threat environment demands greater maturity and how to evaluate your organization’s current security posture.

View All Submit An Event

Products

Security Culture: A How-to Guide for Improving Security Culture and Dealing with People Risk in Your Organisation

Security Culture: A How-to Guide for Improving Security Culture and Dealing with People Risk in Your Organisation

See More Products


Alertmedia sponsored webinar

Related Articles

  • factory pollution emissions

    Securities Exchange Commission releases climate disclosure rule

    See More
  • Strong Cybersecurity: The Critical Role of Lifecycle Management - Security Magazine

    CISA releases Cyber Essential Toolkit #2 to improve cybersecurity readiness

    See More
  • Global Exchange Trade Group Opens Cyber Security Committee

    See More

Related Products

See More Products
  • 9780367339456.jpg.jpg.jpg

    Cyber Strategy: Risk-Driven Security and Resiliency

  • 9780815378068.jpg.jpg

    Biometrics, Crime and Security

  • 1119490936.jpg

    Solving Cyber Risk: Protecting Your Company and Society

See More Products

Events

View AllSubmit An Event
  • October 22, 2012

    Industrial Control Systems Cyber-Security Conference

    ICS Cyber-Security is the conference where industrial control systems users, ICS vendors, system security providers and government representatives meet to discuss the latest cyber-incidents, analyze their causes and cooperate on solutions.
View AllSubmit An Event
×

Sign-up to receive top management & result-driven techniques in the industry.

Join over 20,000+ industry leaders who receive our premium content.

SIGN UP TODAY!
  • RESOURCES
    • Advertise
    • Contact Us
    • Store
    • Want More
  • SIGN UP TODAY
    • Create Account
    • eMagazine
    • Newsletter
    • Customer Service
    • Manage Preferences
  • SERVICES
    • Marketing Services
    • Reprints
    • Market Research
    • List Rental
    • Survey/Respondent Access
  • STAY CONNECTED
    • LinkedIn
    • Facebook
    • YouTube
    • X (Twitter)
  • PRIVACY
    • PRIVACY POLICY
    • TERMS & CONDITIONS
    • DO NOT SELL MY PERSONAL INFORMATION
    • PRIVACY REQUEST
    • ACCESSIBILITY

Copyright ©2026. All Rights Reserved BNP Media, Inc. and BNP Media II, LLC.

Design, CMS, Hosting & Web Development :: ePublishing